Form D · Other Investment Fund
Rockefeller U.S. Small Cap ESG Fund, L.P.
New York, NY · CIK 0001527792
Offering snapshot reported Feb 6, 2026 · SEC filing
- Reported sold
- $22.5M Indefinite offering
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 6, 2026 | Amendment | $22,507,564 | No comparison | Not reported | SEC filing |
| Feb 7, 2025 | Amendment | $20,264,126 | $47,000vs Feb 9, 2024 | 42 | SEC filing |
| Feb 9, 2024 | Amendment | $20,217,126 | $0vs Feb 9, 2023 | 42 | SEC filing |
| Feb 9, 2023 | Amendment | $20,217,126 | $0vs Apr 15, 2022 | 42 | SEC filing |
| Apr 15, 2022 | Amendment | $20,217,126 | $710,000vs Apr 16, 2021 | 42 | SEC filing |
| Apr 16, 2021 | Amendment | $19,507,126 | No comparison | Not reported | SEC filing |
| Apr 17, 2020 | Amendment | $18,591,126 | $6,437,500vs Apr 19, 2019 | 33 | SEC filing |
| Apr 19, 2019 | Amendment | $12,153,626 | $455,500vs Apr 20, 2018 | 24 | SEC filing |
| Apr 20, 2018 | Amendment | $11,698,126 | $5,362,000vs Apr 21, 2017 | 24 | SEC filing |
| Apr 21, 2017 | Amendment | $6,336,126 | $22,500vs Apr 21, 2016 | 22 | SEC filing |
| Apr 21, 2016 | Amendment | $6,313,626 | $2,643,462vs Apr 21, 2015 | 18 | SEC filing |
| Apr 21, 2015 | Amendment | $3,670,164 | $150,000vs Apr 21, 2014 | 18 | SEC filing |
| Apr 21, 2014 | Amendment | $3,520,164 | $465,000vs Apr 22, 2013 | 16 | SEC filing |
| Apr 22, 2013 | Amendment | $3,055,164 | $1,905,164vs Mar 27, 2012 | 11 | SEC filing |
| Mar 27, 2012 | Amendment | $1,150,000 | $0vs Aug 12, 2011 | 3 | SEC filing |
| Aug 12, 2011 | Initial | $1,150,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-164347
Source: Form D, filed Feb 6, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROCKEFELLER U.S. SMALL CAP ESG FUND, LP
Investment adviser: ROCKEFELLER & CO. LLC
- Gross asset value
- $10.8M
- Beneficial owners
- 23
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Filing source
Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6438853271
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Rockefeller & Co., Inc. | Executive, Promoter |
| N/A Rockefeller & Co. Llc | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10111