Form D · Other Investment Fund

Rockefeller Opportunistic Credit Fund, LLC

New York, NY · CIK 0001472631

Offering snapshot reported Dec 23, 2021 · SEC filing

Reported sold
$49M
Indefinite offering
Investors reported
54
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jun 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.5M$49MSep 21, 2009: $37,026,000.00Sep 21, 2009Dec 30, 2013: $40,501,000.00Dec 30, 2014: $41,301,000.00Dec 30, 2015: $48,571,976.00Dec 30, 2016: $48,571,976.00Dec 29, 2017: $48,951,976.00Dec 28, 2018: $48,951,976.00Dec 27, 2019: $48,951,976.00Dec 23, 2020: $48,951,976.00Dec 23, 2021: $48,951,976.00Dec 23, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 23, 2021Amendment$48,951,976$0vs Dec 23, 202054SEC filing
Dec 23, 2020Amendment$48,951,976$0vs Dec 27, 201954SEC filing
Dec 27, 2019Amendment$48,951,976$0vs Dec 28, 201854SEC filing
Dec 28, 2018Amendment$48,951,976$0vs Dec 29, 201754SEC filing
Dec 29, 2017Amendment$48,951,976$380,000vs Dec 30, 201654SEC filing
Dec 30, 2016Amendment$48,571,976$0vs Dec 30, 201554SEC filing
Dec 30, 2015Amendment$48,571,976$7,270,976vs Dec 30, 201452SEC filing
Dec 30, 2014Amendment$41,301,000$800,000vs Dec 30, 201348SEC filing
Dec 30, 2013Amendment$40,501,000$3,475,000vs Sep 21, 200946SEC filing
Sep 21, 2009Initial$37,026,000No comparison40SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134600

Source: Form D, filed Dec 23, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKEFELLER OPPORTUNISTIC CREDIT FUND, LLC

Investment adviser: ROCKEFELLER & CO. LLC

Gross asset value
$762K
Beneficial owners
24
ADV minimum commitment
$250K

Reported in Form ADV on Dec 24, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 2035771 · Dec 24, 2025 · Schedule D 7.B.(1), fund 805-7038497462

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Rockefeller & Co., Inc. Promoter
N/A N/A Rockefeller & Co. Llc Promoter
N/A N/A Rockefeller Fund Managers, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
45 Rockefeller Plaza Fifth Floor
New York, NY, 10111