Form D · Other Investment Fund

Rockefeller Global Dividend Growth Fund QP, L.P.

New York, NY · CIK 0001570412

Offering snapshot reported Apr 12, 2024 · SEC filing

Reported sold
$117M
Indefinite offering
Investors reported
75
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Apr 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$58.5M$117MApr 16, 2021: $113,278,343.00Apr 16, 2021Apr 15, 2022: $116,958,342.00Apr 15, 2022Apr 14, 2023: $116,958,342.00Apr 14, 2023Apr 12, 2024: $117,058,342.00Apr 12, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$116,958,342 → $117,058,342

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 12, 2024Amendment$117,058,342$100,000vs Apr 14, 202375SEC filing
Apr 14, 2023Amendment$116,958,342$0vs Apr 15, 202275SEC filing
Apr 15, 2022Amendment$116,958,342$3,679,999vs Apr 16, 202175SEC filing
Apr 16, 2021Amendment$113,278,343No comparisonNot reportedSEC filing
Apr 17, 2020Amendment$105,643,343$256,000vs Apr 19, 201980SEC filing
Apr 19, 2019Amendment$105,387,343$10,443,871vs Apr 20, 201871SEC filing
Apr 20, 2018Amendment$94,943,472$15,597,631vs Apr 21, 201771SEC filing
Apr 21, 2017Amendment$79,345,841$7,884,179vs Apr 21, 201671SEC filing
Apr 21, 2016Amendment$71,461,662$28,994,590vs Apr 21, 201566SEC filing
Apr 21, 2015Amendment$42,467,072$5,315,001vs Apr 21, 201457SEC filing
Apr 21, 2014Amendment$37,152,071$4,159,999vs Apr 22, 201351SEC filing
Apr 22, 2013Initial$32,992,072No comparison38SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-195317

Source: Form D, filed Apr 12, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND QP, LP

Investment adviser: ROCKEFELLER & CO. LLC

Gross asset value
$66.4K
Beneficial owners
22
ADV minimum commitment
$500K

Reported in Form ADV on Dec 24, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 2035771 · Dec 24, 2025 · Schedule D 7.B.(1), fund 805-5573842711

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Rockefeller & Co., Inc. Executive, Promoter
N/A N/A Rockefeller & Co. Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
45 Rockefeller Plaza Fifth Floor
New York, NY, 10111