Form D · Other Investment Fund
Rockefeller Global Dividend Growth Fund, L.P.
New York, NY · CIK 0001496413
Offering snapshot reported Apr 12, 2024 · SEC filing
- Reported sold
- $116M Indefinite offering
- Investors reported
- 154 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jul 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 12, 2024 | Amendment | $116,379,782 | $0vs Apr 14, 2023 | 154 | SEC filing |
| Apr 14, 2023 | Amendment | $116,379,782 | $0vs Apr 15, 2022 | 154 | SEC filing |
| Apr 15, 2022 | Amendment | $116,379,782 | $80,000vs Apr 23, 2021 | 154 | SEC filing |
| Apr 23, 2021 | Amendment | $116,299,782 | $2,939,458vs Apr 24, 2020 | 154 | SEC filing |
| Apr 24, 2020 | Amendment | $113,360,324 | $864,500vs Apr 26, 2019 | 154 | SEC filing |
| Apr 26, 2019 | Amendment | $112,495,824 | $3,245,200vs Apr 27, 2018 | 146 | SEC filing |
| Apr 27, 2018 | Amendment | $109,250,624 | $6,034,100vs Apr 28, 2017 | 146 | SEC filing |
| Apr 28, 2017 | Amendment | $103,216,524 | $3,061,700vs Apr 29, 2016 | 139 | SEC filing |
| Apr 29, 2016 | Amendment | $100,154,824 | $22,623,207vs Apr 30, 2015 | 135 | SEC filing |
| Apr 30, 2015 | Amendment | $77,531,617 | -$28,050,700vs Apr 30, 2014 | 120 | SEC filing |
| Apr 30, 2014 | Amendment | $105,582,317 | $40,202,167vs May 1, 2013 | 115 | SEC filing |
| May 1, 2013 | Amendment | $65,380,150 | $44,515,250vs Jul 12, 2011 | 100 | SEC filing |
| Jul 12, 2011 | Amendment | $20,864,900 | $11,988,900vs Jul 13, 2010 | 54 | SEC filing |
| Jul 13, 2010 | Initial | $8,876,000 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-144788
Source: Form D, filed Apr 12, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND
Investment adviser: ROCKEFELLER & CO. LLC
- Gross asset value
- $63K
- Beneficial owners
- 38
- ADV minimum commitment
- $100K
Reported in Form ADV on Dec 24, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Filing source
Form ADV 2035771 · Dec 24, 2025 · Schedule D 7.B.(1), fund 805-5747677923
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Rockefeller & Co., Inc. | Executive |
| N/A Rockefeller & Co. Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10111