Form D · Private Equity Fund

Rockefeller FinTech Innovation Fund I LP

New York, NY · CIK 0001961437

Offering snapshot reported Jan 11, 2024 · SEC filing

Reported sold: $60.4M
Investors reported: 127
Minimum accepted: $0
First sale: Feb 3, 2023

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 127

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 11, 2024	Amendment	$60,400,000	No comparison	127	SEC filing
Jan 11, 2023	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-470414

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Rockefeller Financial LLC	291361

Source: Form D, filed Jan 11, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKEFELLER FINTECH INNOVATION FUND I LP

Investment adviser: ROCKEFELLER & CO. LLC

Gross asset value: $63.1M
Beneficial owners: 123
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

Filing source

Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4569574955

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Rfif Gp I, Llc	Executive
Rockefeller & Co. Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

45 Rockefeller Plaza Fifth Floor
New York, NY, 10111