Form D · Other Investment Fund

Rockefeller Financial Capital Partners Alpha Select Fund, LLC

New York, NY · CIK 0001480720

Offering snapshot reported Apr 15, 2016 · SEC filing

Reported sold
$94.3M
Indefinite offering
Investors reported
43
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 31, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$47.2M$94.3MJan 12, 2010: $45,378,806.00Jan 12, 2010Mar 14, 2011: $76,334,951.00Mar 14, 2011Apr 16, 2013: $85,124,951.00Apr 16, 2013Apr 15, 2014: $85,124,951.00Apr 15, 2015: $85,124,951.00Apr 15, 2016: $94,325,731.00Apr 15, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$85,124,951 → $94,325,731

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 15, 2016Amendment$94,325,731$9,200,780vs Apr 15, 201543SEC filing
Apr 15, 2015Amendment$85,124,951$0vs Apr 15, 201443SEC filing
Apr 15, 2014Amendment$85,124,951$0vs Apr 16, 201343SEC filing
Apr 16, 2013Amendment$85,124,951$8,790,000vs Mar 14, 201143SEC filing
Mar 14, 2011Amendment$76,334,951$30,956,145vs Jan 12, 201025SEC filing
Jan 12, 2010Initial$45,378,806No comparison6SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-137703

Source: Form D, filed Apr 15, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKEFELLER ALPHA SELECT, LLC

Investment adviser: ROCKEFELLER & CO. LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$250K

Reported in Form ADV on Nov 2, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ROCKIT SOLUTIONS, LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States
Custodian STATE STREET BANK AND TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 1575237 · Nov 2, 2021 · Schedule D 7.B.(1), fund 805-5766351398

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Rockefeller & Co., Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 Rockefeller Plaza 3 Rd Floor
New York, NY, 10020