Form D · Other Investment Fund

Rockefeller Climate Solutions Fund, L.P.

New York, NY · CIK 0001545254

Offering snapshot reported Jan 29, 2021 · SEC filing

Reported sold
$53.1M
Indefinite offering
Investors reported
54
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$26.5M$53.1MJun 12, 2012: $10,683,000.00Jun 12, 2012Jun 3, 2013: $11,485,000.00Jun 2, 2014: $13,035,000.00Jun 2, 2015: $14,757,298.00Jun 2, 2016: $15,545,288.00Jun 2, 2017: $18,645,288.00Jun 1, 2018: $18,945,288.00May 31, 2019: $28,625,287.00Jan 29, 2020: $28,850,287.00Jan 29, 2021: $53,098,508.00Jan 29, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$28,850,287 → $53,098,508
  • Reported investors25 → 54

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 29, 2021Amendment$53,098,508$24,248,221vs Jan 29, 202054SEC filing
Jan 29, 2020Amendment$28,850,287$225,000vs May 31, 201925SEC filing
May 31, 2019Amendment$28,625,287$9,679,999vs Jun 1, 201823SEC filing
Jun 1, 2018Amendment$18,945,288$300,000vs Jun 2, 201718SEC filing
Jun 2, 2017Amendment$18,645,288$3,100,000vs Jun 2, 201617SEC filing
Jun 2, 2016Amendment$15,545,288$787,990vs Jun 2, 201516SEC filing
Jun 2, 2015Amendment$14,757,298$1,722,298vs Jun 2, 201416SEC filing
Jun 2, 2014Amendment$13,035,000$1,550,000vs Jun 3, 201316SEC filing
Jun 3, 2013Amendment$11,485,000$802,000vs Jun 12, 201214SEC filing
Jun 12, 2012Initial$10,683,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-179610

Source: Form D, filed Jan 29, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKEFELLER CLIMATE SOLUTIONS FUND, L.P.

Investment adviser: ROCKEFELLER & CO. LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Nov 14, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ROCKIT SOLUTIONS, LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States
Custodian STATE STREET BANK AND TRUST COMPANY QUINCY, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 1688003 · Nov 14, 2022 · Schedule D 7.B.(1), fund 805-5074223939

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Rockefeller & Co., Inc. Executive, Promoter
N/A Rockefeller & Co. Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Rockefeller & Co. Llc 45 Rockefeller Plaza, Fifth Floor
New York, NY, 10111