Form D · Other Investment Fund

ROCKEFELLER CLEANTECH VENTURES FUND II LLC

New York, NY · CIK 0001449188

Offering snapshot reported Oct 28, 2010 · SEC filing

Reported sold: $26M
Investors reported: 55
Minimum accepted: $500K
First sale: May 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$23,001,000 → $25,981,000
Reported investors33 → 55

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 28, 2010	Amendment	$25,981,000	$2,980,000vs Oct 30, 2009	55	SEC filing
Oct 30, 2009	Amendment	$23,001,000	No comparison	33	SEC filing
Oct 28, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-124016

This offering is closed.

Source: Form D, filed Oct 28, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROCKEFELLER CLEANTECH VENTURES FUND II LLC

Investment adviser: ROCKEFELLER & CO. LLC

Gross asset value: $6.32M
Beneficial owners: 60
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP STAMFORD, Connecticut, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 2090366 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1139622128

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Rockefeller & Co., Inc.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Rockefeller & Co Inc 10 Rockefeller Plaza, 3rd Floor
New York, NY, 10020