Form D · Private Equity Fund

ROC SPV XXI LLC

New York, NY · CIK 0001967114

Offering snapshot reported Mar 13, 2023 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 13, 2023InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-475635
Properly registered broker dealers at times may receive a portion of the fees paid to the Investment Manager and/or its affiliates of the Issuer.

Source: Form D, filed Mar 13, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROC SPV XXI LLC

Investment adviser: ATW PARTNERS LLC

Gross asset value
$15.7M
Beneficial owners
12
ADV minimum commitment
$10K

Reported in Form ADV on May 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CAPITAL ONE BANK NEW YORK, New York, United States Related to adviser: No
Custodian EQUITY TRUST COMPANY SIOUX FALLS, South Dakota, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 2103068 · May 4, 2026 · Schedule D 7.B.(1), fund 805-5372216787

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Atw Partners Opportunities Fund Ii Gp, Llc Promoter
N/A Atw Partners Opportunities Management, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
17 State St Suite 2100
New York, NY, 10004