Form D · Private Equity Fund

ROC SPV XIV LLC

New York, NY · CIK 0001876851

Offering snapshot reported Aug 10, 2021 · SEC filing

Reported sold
$20.5M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 3, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 10, 2021Initial$20,500,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-409490

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CHARDAN CAPITAL MARKETS LLC120128

Source: Form D, filed Aug 10, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ROC SPV XIV LLC

Investment adviser: ATW PARTNERS LLC

Gross asset value
$6.95K
Beneficial owners
11
ADV minimum commitment
$50K

Reported in Form ADV on Dec 12, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CAPITAL ONE BANK NEW YORK, New York, United States Related to adviser: No
Custodian MIDLAND TRUST COMPANY SIOUX FALLS, South Dakota, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1914755 · Dec 12, 2024 · Schedule D 7.B.(1), fund 805-1876670433

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Atw Parnters Opportunities Fund Gp, Llc Executive
N/A Atw Partners Opportunities Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
17 State St, Suite 2100
New York, NY, 10004