Form D · Pooled Investment Fund

RIVERVIEW POLYPHONY FUND LLC

Red Bank, NJ · CIK 0001419802

Offering snapshot reported Mar 16, 2009 · SEC filing

Reported sold
$629M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 16, 2009Initial$629,172,684No comparisonNot reportedSEC filing
Nov 20, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-111736

Source: Form D, filed Mar 16, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

POLYPHONY FUND LLC

Investment adviser: PRISMA CAPITAL PARTNERS LP

Gross asset value
$40.3M
Beneficial owners
1
ADV minimum commitment
$0

Reported in Form ADV on Jun 6, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1120257 · Jun 6, 2017 · Schedule D 7.B.(1), fund 805-2583508022

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence Phillip Chiarello Executive
Mark Robert D Andrea Executive
Riverview Alternative Investment Advisors, Llc Executive
Gaylen Peter Todd Executive
Steven Joseph Turi Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
141 West Front Street Suite 310
Red Bank, NJ, 07701