Investment adviser · CRD 131467

PRISMA

Investment adviser filing (IA)

PRISMA CAPITAL PARTNERS LP

NEW YORK, NY, United States · Form ADV filed Oct 3, 2018

Regulatory AUM
$8.82B
Form ADV · Item 5.F
Client accounts
44
Accounts, not individual clients
Employees
54
Reported in this filing
Advisory professionals
28
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles38$8,054,448,96291.3%
Government entitiesFewer than 5$607,668,5146.9%
Retirement plansFewer than 5$158,100,4891.8%
Filing source

Form ADV 1240438 · Oct 3, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

PRISMA SPECTRUM FUND LTDHedge Fund · Last reported Oct 3, 2018$2.62BGross asset value

Feeder funds

  • PRISMA GLOBAL MULTI-STRATEGY FUND
Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer BANCO ITAÚ (SUISSE) SA ZURICH, Switzerland Related to adviser: No
Marketer BROOKVINE INVESTMENT ADVISERS PTY LTD WOOLLAHRA, Australia Related to adviser: No
Marketer CIBC PRIVATE WEALTH ADVISORS, INC. ATLANTA, Georgia, United States Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY ASIA LIMITED HONG KONG, Hong Kong Related to adviser: No
Marketer MORGAN STANLEY ASIA (SINGAPORE) PTE. SINGAPORE, Singapore Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY AUSTRALIA PTY LIMITED SYDNEY, Australia Related to adviser: No
Marketer RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1655

CIBC PRIVATE WEALTH ADVISORS, INC.
CRD 109644 · SEC 801-57986

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

MORGAN STANLEY
CRD 149777 · SEC 801-70103

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Fund details & source
Fund ID
805-6597863991
Reported beneficial owners
134
Minimum commitment
$500K
Form D file number
021-129080

Form ADV 1240438 · Oct 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRISMA SPECTRUM FUND LPHedge Fund · Last reported Oct 3, 2018$760MGross asset value

Feeder funds

Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer CIBC PRIVATE WEALTH ADVISORS, INC. ATLANTA, Georgia, United States Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY ASIA LIMITED HONG KONG, Hong Kong Related to adviser: No
Marketer MORGAN STANLEY ASIA (SINGAPORE) PTE. SINGAPORE, Singapore Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY AUSTRALIA PTY LIMITED SYDNEY, Australia Related to adviser: No
Marketer RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Marketer RAYMOND JAMES FINANCIAL SERVICES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

CIBC PRIVATE WEALTH ADVISORS, INC.
CRD 109644 · SEC 801-57986

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

MORGAN STANLEY
CRD 149777 · SEC 801-70103

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD 6694 · SEC 8-17983

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Fund details & source
Fund ID
805-6979049221
Reported beneficial owners
191
Minimum commitment
$500K
Form D file number
021-77202

Form ADV 1240438 · Oct 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRISMA APEX EQUITY MASTER FUND LPHedge Fund · Last reported Oct 3, 2018$560MGross asset value

Feeder funds

  • PRISMA APEX EQUITY FUND LP
  • PRISMA APEX EQUITY FUND LTD
  • PRISMA APEX EQUITY PRIVATE INVESTORS LP
Fund administrator INTERNATIONAL FUND SERVICES (NA) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1096

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-1236985986
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 1240438 · Oct 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DANIEL BOONE FUND LLCHedge Fund · Last reported Oct 3, 2018$527MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source
Fund ID
805-2862301979
Reported beneficial owners
3
Minimum commitment
$0
Form D file number
021-165723

Form ADV 1240438 · Oct 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PGE GOTHAM EUREKA FUND LTD.Hedge Fund · Last reported Oct 3, 2018$244MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source
Fund ID
805-2436181312
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-282376

Form ADV 1240438 · Oct 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRISMA APEX TACTICAL FUND LPHedge Fund · Last reported Oct 3, 2018$207MGross asset value
Fund administrator INTERNATIONAL FUND SERVICES (NA) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source
Fund ID
805-4339932291
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 1240438 · Oct 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRISMA FOCUS FUND LPHedge Fund · Last reported Oct 3, 2018$179MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source
Fund ID
805-3665891595
Reported beneficial owners
47
Minimum commitment
$500K
Form D file number
021-155791

Form ADV 1240438 · Oct 3, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 3, 2018. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

9 WEST 57TH STREET, 26TH FLOOR
NEW YORK, NY, 10019, United States

CRD 131467

Filing source

Form ADV 1240438 · Oct 3, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.