Form D · Other Investment Fund
RiverRock European Opportunities Fund II
Dublin, L2 · CIK 0001663906
Offering snapshot reported Jan 27, 2016 · SEC filing
- Reported sold
- $5.43M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $109K Reported outside-investor minimum
- First sale
- Jan 17, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 27, 2016 | Initial | $5,429,500 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $109K
- Finders' fees
- $0
- Form D file number
- 021-256037
Campbell Lutyens & Co, Inc. will be paid commission totaling 2% of the commitments for each US investor
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Campbell Lutyens & Co. Inc | 133376 |
Source: Form D, filed Jan 27, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
RIVERROCK EUROPEAN OPPORTUNITIES FUND II
Investment adviser: RIVERROCK EUROPEAN CAPITAL PARTNERS LLP
- Gross asset value
- $284M
- Beneficial owners
- 30
- ADV minimum commitment
- $120K
Reported in Form ADV on Mar 16, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
EUROPEAN DEPOSITARY BANK SA, DUBLIN BRANCH
LEI 5299000YBKNGBUB4VF5
Filing source
Form ADV 1385778 · Mar 16, 2020 · Schedule D 7.B.(1), fund 805-3605884506
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Aogan Foley | Director |
| Thomas Geary | Director |
| Michael Greene | Director |
| Diamandis Karamagias | Director |
| David Mc Hugh | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Dublin, L2, 3