Form D · Private Equity Fund

RiverRock European Opportunities Fund

London, X0 · CIK 0001678532

Offering snapshot reported Jun 30, 2016 · SEC filing

Reported sold: $10M
Investors reported: 2
Minimum accepted: $111K
First sale: Jun 28, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 30, 2016	Initial	$10,007,100	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-266158

Source: Form D, filed Jun 30, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIVERROCK EUROPEAN OPPORTUNITIES FUND

Investment adviser: RIVERROCK EUROPEAN CAPITAL PARTNERS LLP

Gross asset value: $189M
Beneficial owners: 24
ADV minimum commitment: $120K

Reported in Form ADV on Mar 16, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG DUBLIN, Ireland

Custodian EUROPEAN DEPOSITARY BANK SA, DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1411

EUROPEAN DEPOSITARY BANK SA, DUBLIN BRANCH
LEI 5299000YBKNGBUB4VF5

Filing source

Form ADV 1385778 · Mar 16, 2020 · Schedule D 7.B.(1), fund 805-9012842651

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
RiverRock European Opportunities Fund (this fund)	Jun 30, 2016	$10,007,100	2
RiverRock European Opportunities Fund II	Jan 27, 2016	$5,429,500	1

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Aogan Foley	Director
Thomas Geary	Director
Michael Greene	Director
Diamandis Karamagias	Director
David Mc Hugh	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

15 Wrights Lane
London, X0, W8 5SL