Form D · Hedge Fund

RIDGEBACK SPV 1 LP

New York, NY · CIK 0001727443

Offering snapshot reported Jan 10, 2020 · SEC filing

Reported sold: $15M
Investors reported: 1
Minimum accepted: $0
First sale: Jan 1, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 10, 2020	Amendment	$15,000,000	$0vs Jan 10, 2019	1	SEC filing
Jan 10, 2019	Amendment	$15,000,000	$0vs Jan 10, 2018	1	SEC filing
Jan 10, 2018	Initial	$15,000,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-302844

Source: Form D, filed Jan 10, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RIDGEBACK SPV 1 LP

Investment adviser: RIDGEBACK ASSET MANAGEMENT LP

Gross asset value: $22.1M
Beneficial owners: 1
ADV minimum commitment: $10M

Reported in Form ADV on Mar 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Prime broker MORGAN STANLEY NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Filing source

Form ADV 1298253 · Mar 25, 2019 · Schedule D 7.B.(1), fund 805-2992107171

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ridgeback Asset Management Lp	Executive, Promoter
Ridgeback Spv Gp Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ridgeback Asset Management Lp 75 9 Th Avenue, 5 Th Floor
New York, NY, 10011