Investment adviser · CRD 289508

RIDGEBACK ASSET MANAGEMENT LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 25, 2019

Regulatory AUM
$66.1M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$66,124,329100.0%
Filing source

Form ADV 1298253 · Mar 25, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RIDGEBACK OPPORTUNITIES FUND LPHedge Fund · Last reported Mar 25, 2019$44MGross asset value

Form D fundraising filings

RIDGEBACK OPPORTUNITIES FUND LP

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Prime broker MORGAN STANLEY NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source
Fund ID
805-1280850779
Reported beneficial owners
17
Minimum commitment
$2M
Form D file number
021-302841

Form ADV 1298253 · Mar 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEBACK SPV 1 LPHedge Fund · Last reported Mar 25, 2019$22.1MGross asset value

Form D fundraising filings

RIDGEBACK SPV 1 LP

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Prime broker MORGAN STANLEY NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source
Fund ID
805-2992107171
Reported beneficial owners
1
Minimum commitment
$10M
Form D file number
021-302844

Form ADV 1298253 · Mar 25, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

75 9TH AVENUE, 5TH FLOOR
NEW YORK, NY, 10011, United States

CRD 289508

Filing source

Form ADV 1298253 · Mar 25, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.