Form D · Hedge Fund

Resolution Credit Opportunities Fund, LP

New York, NY · CIK 0001473754

Offering snapshot reported Feb 14, 2014 · SEC filing

Reported sold
$53.2M
Indefinite offering
Investors reported
95
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Sep 17, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31.5M$63MOct 2, 2009: $42,733,000.00Oct 2, 2009Oct 5, 2010: $30,325,869.00Oct 5, 2010Dec 8, 2011: $62,963,564.00Dec 8, 2011Dec 19, 2012: $41,955,163.00Dec 19, 2012Feb 14, 2014: $53,203,563.00Feb 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$42,733,000 → $53,203,563
  • Reported investors15 → 95

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2014Amendment$53,203,563$10,470,563vs Oct 2, 200995SEC filing
Dec 19, 2012Amendment$41,955,163-$777,837vs Oct 2, 200988SEC filing
Dec 8, 2011Amendment$62,963,564$20,230,564vs Oct 2, 200974SEC filing
Oct 5, 2010Amendment$30,325,869-$12,407,131vs Oct 2, 200959SEC filing
Oct 2, 2009Initial$42,733,000No comparison15SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$50K (estimated)
Finders' fees
$0
Form D file number
021-134927

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Elizabeth Furber1906852Matrix Capital Group, Inc. · CRD 33364

Source: Form D, filed Feb 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RESOLUTION CREDIT OPPORTUNITIES FUND, LP

Investment adviser: VERTICAL CAPITAL, LLC

Gross asset value
$5.06M
Beneficial owners
39
ADV minimum commitment
$250K

Reported in Form ADV on Apr 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor CITRIN COOPERMAN LIVINGSTON, New Jersey, United States
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1111874 · Apr 28, 2017 · Schedule D 7.B.(1), fund 805-6872007906

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kem H. Blacker Executive
Brett T. Graham Executive
Thomas M. Pearce Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Vertical Capital Gp, Llc 437 Madison Avenue, 39 Th Floor
New York, NY, 10022