Investment adviser · CRD 143956

VERTICAL CAPITAL, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 28, 2017

Regulatory AUM
$417M
Form ADV · Item 5.F
Client accounts
17
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

19 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SUMMER STREET 2005-HG1 LTDSecuritized Asset Fund · Last reported Apr 28, 2017$269MGross asset value
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7965846955
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 1111874 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VERTICAL 2003- 1 LTD.Securitized Asset Fund · Last reported Apr 28, 2017$28.7MGross asset value
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2783963156
Reported beneficial owners
0
Minimum commitment
$1M

Form ADV 1111874 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

E*TRADE ABS CDO IV, LTD.Securitized Asset Fund · Last reported Apr 28, 2017$26MGross asset value
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7853750538
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 1111874 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

E*TRADE ABS CDO III, LTD.Securitized Asset Fund · Last reported Apr 28, 2017$23.8MGross asset value
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1160174193
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 1111874 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VERTICAL ABS CDO 2006-2, LTD.Securitized Asset Fund · Last reported Apr 28, 2017$17.2MGross asset value
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5481083944
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 1111874 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

E*TRADE ABS CDO I, LTD.Securitized Asset Fund · Last reported Apr 28, 2017$13.8MGross asset value
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3972847053
Reported beneficial owners
0
Minimum commitment
$1M

Form ADV 1111874 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SHARP HUMOR LPReal Estate Fund · Last reported Apr 28, 2017$8.83MGross asset value
Fund administrator STRAIT CAPITAL DALLAS, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3168132647
Reported beneficial owners
7
Minimum commitment
$0

Form ADV 1111874 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 28, 2017. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

437 MADISON AVENUE, SUITE 19B
NEW YORK, NY, 10022, United States

CRD 143956

Filing source

Form ADV 1111874 · Apr 28, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.