Form D · Hedge Fund

Resolution Credit Opportunities Cayman Fund II, LP

Grand Cayman, E9 · CIK 0001603587

Offering snapshot reported Mar 24, 2016 · SEC filing

Reported sold
$15M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.48M$15MMar 26, 2014: $11,200,000.00Mar 26, 2014Mar 26, 2015: $11,200,000.00Mar 26, 2015Mar 24, 2016: $14,950,000.00Mar 24, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,200,000 → $14,950,000
  • Reported investors6 → 8
  • Minimum accepted$500,000 → $100,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 24, 2016Amendment$14,950,000$3,750,000vs Mar 26, 20158SEC filing
Mar 26, 2015Amendment$11,200,000$0vs Mar 26, 20146SEC filing
Mar 26, 2014Initial$11,200,000No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-214253

Source: Form D, filed Mar 24, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RESOLUTION CREDIT OPPORTUNITIES CAYMAN FUND II, LP

Investment adviser: VERTICAL CAPITAL, LLC

Gross asset value
$324K
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on Mar 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor CITRIN COOPERMAN LIVINGSTON, New Jersey, United States
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1002949 · Mar 29, 2016 · Schedule D 7.B.(1), fund 805-1710738248

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kem Blacker Executive
Beth Ferraro Executive
Brett Graham Executive
Chris Porcelli Executive
Vertical Capital Gp Ii, Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Elian Fiduciary Svcs (Cayman) Ltd. 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007