Form D · Private Equity Fund

Resolute Fund IV, L.P.

New York, NY · CIK 0001735138

Offering snapshot reported Nov 29, 2018 · SEC filing

Reported sold
$3.63B
Offering amount: $3.63B
Investors reported
165
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Mar 15, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.82B$3.63BMar 29, 2018: $2,328,900,000.00Mar 29, 2018Aug 8, 2018: $3,174,350,000.00Aug 8, 2018Nov 29, 2018: $3,630,038,546.00Nov 29, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,174,350,000 → $3,630,038,546
  • Reported investors118 → 165

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2018Amendment$3,630,038,546$455,688,546vs Aug 8, 2018165SEC filing
Aug 8, 2018Amendment$3,174,350,000$845,450,000vs Mar 29, 2018118SEC filing
Mar 29, 2018Initial$2,328,900,000No comparison90SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$3.42M
Finders' fees
$0
Form D file number
021-308862

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Magenta Capital Services Ltd.None
Baro Investment & Securities Co. Ltd.None
M2O Private Fund Advisors LLC158741

Source: Form D, filed Nov 29, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE RESOLUTE FUND IV, L.P.

Investment adviser: TJC LP

Gross asset value
$3.67B
Beneficial owners
179
ADV minimum commitment
$0

Reported in Form ADV on May 15, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C PRIVATE EQUITY SERVICES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 2105397 · May 15, 2026 · Schedule D 7.B.(1), fund 805-3469586096

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan F. Boucher Executive, Promoter
A. Richard Caputo, Jr. Executive, Promoter
Adam E. Max Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O The Jordan Company Iv, L.P. 399 Park Avenue, 30 Th Floor
New York, NY, 10022