Form D · Private Equity Fund

Resolute Fund III, L.P.

New York, NY · CIK 0001590219

Offering snapshot reported May 14, 2014 · SEC filing

Reported sold
$3.2B
Offering amount: $3.2B
Investors reported
102
Form D · investor count
Minimum accepted
$800K
Reported outside-investor minimum
First sale
Oct 11, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.6B$3.2BOct 25, 2013: $1,079,680,000.00Oct 25, 2013Feb 12, 2014: $1,797,580,000.00Feb 12, 2014May 14, 2014: $3,200,000,000.00May 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,797,580,000 → $3,200,000,000
  • Reported investors62 → 102

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2014Amendment$3,200,000,000$1,402,420,000vs Feb 12, 2014102SEC filing
Feb 12, 2014Amendment$1,797,580,000$717,900,000vs Oct 25, 201362SEC filing
Oct 25, 2013Initial$1,079,680,000No comparison36SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-205317

Source: Form D, filed May 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE RESOLUTE FUND III, L.P.

Investment adviser: TJC LP

Gross asset value
$2.07B
Beneficial owners
129
ADV minimum commitment
$10M

Reported in Form ADV on Jul 31, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C PRIVATE EQUITY SERVICES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1892366 · Jul 31, 2024 · Schedule D 7.B.(1), fund 805-3396781781

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan F. Boucher Executive, Promoter
A. Richard Caputo, Jr. Executive, Promoter
John W. Jordan, Ii Executive, Promoter
Adam E. Max Executive, Promoter
Thomas H. Quinn Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O The Jordan Company Iii, L.P. 399 Park Avenue, 30 Th Floor
New York, NY, 10022