Form D · Pooled Investment Fund

RELATIONAL INVESTORS ALPHA FUND I LP

San Diego, CA · CIK 0001434281

Offering snapshot reported Apr 27, 2009 · SEC filing

Reported sold
$250M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2009Amendment$250,000,000No comparisonNot reportedSEC filing
May 2, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-117915

Source: Form D, filed Apr 27, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RELATIONAL INVESTORS ALPHA FUND I, L.P.

Investment adviser: RELATIONAL INVESTORS LLC

Gross asset value
$40.1M
Beneficial owners
2
ADV minimum commitment
$25M

Reported in Form ADV on Nov 19, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 767600 · Nov 19, 2013 · Schedule D 7.B.(1), fund 805-7540487709

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David H. Batchelder Executive
David E. Demarest Executive
Relational Investors Alpha Fund I Gp Llc Executive
Relational Investors Llc Executive
Ralph V. Whitworth Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
12400 High Bluff Drive Suite 600
San Diego, CA, 92130