Investment adviser · CRD 107969

RELATIONAL INVESTORS LLC

Investment adviser filing (IA)

SAN DIEGO, CA, United States · Form ADV filed Mar 25, 2015

Regulatory AUM
$2.87B
Form ADV · Item 5.F
Client accounts
15
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

18 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RELATIONAL INVESTORS MID-CAP FUND II, L.P.Hedge Fund · Last reported Mar 25, 2015$696MGross asset value
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian STATE STREET TRUST AND BANK COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1676177983
Reported beneficial owners
2
Minimum commitment
$25M
Form D file number
021-121477

Form ADV 889587 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RELATIONAL INVESTORS MID-CAP FUND I, L.P.Hedge Fund · Last reported Mar 25, 2015$600MGross asset value
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian STATE STREET TRUST AND BANK COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1527010524
Reported beneficial owners
2
Minimum commitment
$25M
Form D file number
021-120623

Form ADV 889587 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RELATIONAL INVESTORS IX, L.P.Hedge Fund · Last reported Mar 25, 2015$123MGross asset value
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-4973552695
Reported beneficial owners
2
Minimum commitment
$25M
Form D file number
021-77127

Form ADV 889587 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RELATIONAL INVESTORS XXIII, L.P.Hedge Fund · Last reported Mar 25, 2015$109MGross asset value
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States Related to adviser: No
Marketer HERMES INVESTMENT MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

HERMES INVESTMENT MANAGEMENT LIMITED
CRD 153104 · SEC 801-71218

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-9826471264
Reported beneficial owners
2
Minimum commitment
$25M
Form D file number
021-119712

Form ADV 889587 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RELATIONAL COAST PARTNERS, L.P.Hedge Fund · Last reported Mar 25, 2015$96.3MGross asset value
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States Related to adviser: No
Marketer HERMES INVESTMENT MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

HERMES INVESTMENT MANAGEMENT LIMITED
CRD 153104 · SEC 801-71218

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-4385335988
Reported beneficial owners
2
Minimum commitment
$25M

Form ADV 889587 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RELATIONAL INVESTORS XV, L.P.Hedge Fund · Last reported Mar 25, 2015$86.4MGross asset value
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-6749239499
Reported beneficial owners
2
Minimum commitment
$25M
Form D file number
021-81229

Form ADV 889587 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RELATIONAL INVESTORS XX, L.P.Hedge Fund · Last reported Mar 25, 2015$77.3MGross asset value
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK CITY, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-8582980605
Reported beneficial owners
2
Minimum commitment
$25M
Form D file number
021-117076

Form ADV 889587 · Mar 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2015. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

12400 HIGH BLUFF DR., SUITE 600
SAN DIEGO, CA, 92130, United States

CRD 107969

Filing source

Form ADV 889587 · Mar 25, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.