Form D · Hedge Fund

Regis Liquid Hedge, L.P.

Palo Alto, CA · CIK 0001475031

Offering snapshot reported Oct 2, 2012 · SEC filing

Reported sold: $60.7M
Investors reported: 27
Minimum accepted: $500K
First sale: Jan 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$60,439,754 → $60,663,886
Minimum accepted$100,000 → $500,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 2, 2012	Amendment	$60,663,886	$224,132vs Oct 3, 2011	27	SEC filing
Oct 3, 2011	Amendment	$60,439,754	$47,224,254vs Oct 5, 2010	27	SEC filing
Oct 5, 2010	Amendment	$13,215,500	No comparison	7	SEC filing
Oct 23, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-135566

Limited partner interests

Source: Form D, filed Oct 2, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

REGIS LIQUID HEDGE, L.P.

Investment adviser: REGIS MANAGEMENT COMPANY, LLC

Gross asset value: $9.85M
Beneficial owners: 4
ADV minimum commitment: $500K

Reported in Form ADV on Mar 24, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Filing source

Form ADV 793678 · Mar 24, 2014 · Schedule D 7.B.(1), fund 805-5115534093

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert F.X. Burlinson	Executive
John Freidenrich	Executive
Steven S. Go	Executive
N/A Regis Management Company, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

300 Hamilton Avenue Suite 400
Palo Alto, CA, 94301