Investment adviser · CRD 128449

REGIS MANAGEMENT COMPANY, LLC

Investment adviser filing (IA)

MENLO PARK, CA, United States · Form ADV filed Apr 29, 2024

Regulatory AUM: $1.35B
Client accounts: 23
Employees: 14
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	18	$1,319,064,881	97.6%
Pooled investment vehicles	4	$29,607,856	2.2%
Charities	1	$3,323,953	0.2%

Filing source

Form ADV 1871784 · Apr 29, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

REGIS PARTNERS FUND, L.P.Hedge Fund · Last reported Apr 29, 2024$29.6MGross asset value

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER, LLP SAN FRANCISCO, California, United States

Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker FIDELITY BROKERAGE SERVICES LLC COVINGTON, Kentucky, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER, LLP
PCAOB 274

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Fund details & source

Fund ID: 805-2564005350
Reported beneficial owners: 8
Minimum commitment: $1M
Form D file number: 021-98287

Form ADV 1871784 · Apr 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGIS INDIA OPPORTUNITIES FUND II, L.P.Real Estate Fund · Last reported Apr 29, 2024$784KGross asset value

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER, LLP SAN FRANCISCO, California, United States

Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER, LLP
PCAOB 274

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Fund details & source

Fund ID: 805-2617032459
Reported beneficial owners: 1
Minimum commitment: $0
Form D file number: 021-114255

Form ADV 1871784 · Apr 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGIS LIQUID HEDGE, L.P.Hedge Fund · Last reported Mar 24, 2014$9.85MGross asset value

Form D fundraising filings

Regis Liquid Hedge, L.P.

Fund administrator HC GLOBAL FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER, LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-5115534093
Reported beneficial owners: 4
Minimum commitment: $500K
Form D file number: 021-135566

Form ADV 793678 · Mar 24, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGIS ENERGY PARTNERS III, L.P.Private Equity Fund · Last reported Mar 24, 2015$2.4MGross asset value

Auditor WEAVER AND TIDWELL, L.L.P. DALLAS, Texas, United States

Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian REP III HOLDCO, LLC PALO ALTO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Fund details & source

Fund ID: 805-4206296617
Reported beneficial owners: 75
Minimum commitment: $50K
Form D file number: 021-116055

Form ADV 886790 · Mar 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGIS INVESTORS 2004-01 LLCPrivate Equity Fund · Last reported Mar 24, 2015$1.08MGross asset value

Auditor CF & CO., LLP DALLAS, Texas, United States

Custodian MERRILL LYNCH LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4255384072
Reported beneficial owners: 16
Minimum commitment: $50K
Form D file number: 021-66773

Form ADV 886790 · Mar 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGIS ENERGY PARTNERS I, L.P.Private Equity Fund · Last reported Mar 28, 2013$0Gross asset value

Auditor WEAVER AND TIDWELL, L.L.P. DALLAS, Texas, United States

Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian REGIS BARNETT DRILLCO, L.P. PALO ALTO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Fund details & source

Fund ID: 805-9850384349
Reported beneficial owners: 0
Minimum commitment: $50K
Form D file number: 021-83431

Form ADV 724656 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGIS EQUITY VOLATILITY STRATEGY, L.P.Hedge Fund · Last reported Mar 30, 2012$0Gross asset value

Form D fundraising filings

Regis Equity Volatility Strategy, L.P.

Fund administrator HEDGECOUNT, LLC SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER, LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source

Fund ID: 805-3445478579
Reported beneficial owners: 0
Minimum commitment: $500K
Form D file number: 021-135567

Form ADV 619674 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 29, 2024. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

873 SANTA CRUZ AVE, STE 206
MENLO PARK, CA, 94025, United States

CRD 128449

Filing source

Form ADV 1871784 · Apr 29, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.