Form D · Hedge Fund

RDM AlphaSector Fund, LP

Westport, CT · CIK 0001578480

Offering snapshot reported Jun 4, 2014 · SEC filing

Reported sold
$8.9M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Aug 16, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 21
  • Minimum accepted$1,000,000 → $500,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 4, 2014Amendment$8,900,000No comparison21SEC filing
Jun 4, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-197420

Source: Form D, filed Jun 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RDM ALPHASECTOR FUND, LP

Investment adviser: RETIREMENT DESIGN & MANAGEMENT INC

Gross asset value
$7.4M
Beneficial owners
17
ADV minimum commitment
$500K

Reported in Form ADV on Apr 14, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DB FUND SERVICES, LLC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG BOSTON, Massachusetts, United States
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 817250 · Apr 14, 2014 · Schedule D 7.B.(1), fund 805-9123654813

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Rdm Alpha Gp, Llc Promoter
Ronald D. Weiner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Rdm Alpha Gp, Llc 1555 Post Road East
Westport, CT, 06880