Investment adviser · CRD 106067

RETIREMENT DESIGN & MANAGEMENT INC

Investment adviser filing (IA)

WESTPORT, CT, United States · Form ADV filed Mar 23, 2016

Regulatory AUM
$599M
Form ADV · Item 5.F
Client accounts
988
Accounts, not individual clients
Employees
15
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RDM ALPHASECTOR FUND, LPHedge Fund · Last reported Apr 14, 2014$7.4MGross asset value

Form D fundraising filings

RDM AlphaSector Fund, LP

Fund administrator DB FUND SERVICES, LLC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG BOSTON, Massachusetts, United States
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-9123654813
Reported beneficial owners
17
Minimum commitment
$500K
Form D file number
021-197420

Form ADV 817250 · Apr 14, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2016. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

1555 POST ROAD EAST
WESTPORT, CT, 06880, United States

CRD 106067

Filing source

Form ADV 988863 · Mar 23, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.