Form D · Hedge Fund

RD LEGAL FUNDING OFFSHORE FUND, LTD.

Grand Cayman, E9 · CIK 0001536543

Offering snapshot reported Jan 12, 2016 · SEC filing

Reported sold: $25.2M
Investors reported: 36
Minimum accepted: $1M
First sale: Oct 31, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$22,728,263 → $25,228,263
Reported investors34 → 36

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 12, 2016	Amendment	$25,228,263	$2,500,000vs Jan 14, 2015	36	SEC filing
Jan 14, 2015	Amendment	$22,728,263	$4,799,232vs Jan 14, 2014	34	SEC filing
Jan 14, 2014	Amendment	$17,929,031	$5,736,551vs Jan 12, 2012	27	SEC filing
Jan 14, 2013	Amendment	$9,354,031	-$2,838,449vs Jan 12, 2012	13	SEC filing
Jan 12, 2012	Initial	$12,192,480	No comparison	8	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-171732

Source: Form D, filed Jan 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RD LEGAL FUNDING OFFSHORE FUND, LTD.

Investment adviser: RD LEGAL CAPITAL, LLC

Gross asset value: $99.8M
Beneficial owners: 43
ADV minimum commitment: $1M

Reported in Form ADV on Mar 25, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM LLP NEW YORK, New York, United States

Marketer BOLFLAN PTY LTD CLAREVILLE BEACH NSW, Australia Related to adviser: No

Marketer PRESTIGE FUND MANAGEMENT LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Marketer WAKO ADVISORS TOKYO, Japan Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 806332 · Mar 25, 2014 · Schedule D 7.B.(1), fund 805-6033339189

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Evan Burtton	Director
Scott Dakers	Director
Roni Dersovitz	Director
Rd Legal Capital, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Elian Fiduciary Services (Cayman) Ltd 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007