Investment adviser · CRD 151013

RD LEGAL CAPITAL, LLC

Investment adviser filing (IA)

CRESSKILL, NJ, United States · Form ADV filed Mar 25, 2014

Regulatory AUM
$148M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RD LEGAL FUNDING OFFSHORE FUND, LTD.Hedge Fund · Last reported Mar 25, 2014$99.8MGross asset value

Form D fundraising filings

RD LEGAL FUNDING OFFSHORE FUND, LTD.

Feeder funds

  • RD LEGAL OFFSHORE UNIT TRUST
  • RD LEGAL OFFSHORE UNIT TRUST
Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Marketer BOLFLAN PTY LTD CLAREVILLE BEACH NSW, Australia Related to adviser: No
Marketer PRESTIGE FUND MANAGEMENT LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Marketer WAKO ADVISORS TOKYO, Japan Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-6033339189
Reported beneficial owners
43
Minimum commitment
$1M
Form D file number
021-171732

Form ADV 806332 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RD LEGAL FUNDING PARTNERS, LPHedge Fund · Last reported Mar 25, 2014$47.9MGross asset value
Fund administrator WOODFIELD FUND ADMINISTRATION, LLC ROLLING MEADOWS, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7306950728
Reported beneficial owners
62
Minimum commitment
$1M
Form D file number
021-1536540

Form ADV 806332 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RD LEGAL SPECIAL OPPORTUNITIES PARTNERS I, LPHedge Fund · Last reported Mar 25, 2014$500KGross asset value
Fund administrator WOODFIELD FUND ADMINISTRATION, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3159575738
Reported beneficial owners
0
Minimum commitment
$10M

Form ADV 806332 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RD LEGAL SPECIAL OPPORTUNITIES OFFSHORE FUND I, LTDHedge Fund · Last reported Mar 25, 2014$0Gross asset value
Fund administrator WOODFIELD FUND ADMINISTRATION, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2332025992
Reported beneficial owners
0
Minimum commitment
$10M

Form ADV 806332 · Mar 25, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Performance-based

Principal office

45 LEGION DRIVE, 2ND FLOOR
CRESSKILL, NJ, 07626, United States

CRD 151013

Filing source

Form ADV 806332 · Mar 25, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.