Form D · Private Equity Fund
RCP Secondary Opportunity Fund III, LP
Chicago, IL · CIK 0001719292
Offering snapshot reported Apr 11, 2019 · SEC filing
- Reported sold
- $400M Offering amount: $500M
- Investors reported
- 206 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Sep 29, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$276,373,263 → $400,000,000
- Reported investors162 → 206
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2019 | Amendment | $400,000,000 | $123,626,737vs Jan 10, 2019 | 206 | SEC filing |
| Jan 10, 2019 | Amendment | $276,373,263 | $30,399,501vs Oct 10, 2018 | 162 | SEC filing |
| Oct 10, 2018 | Amendment | $245,973,762 | $39,944,528vs Jul 10, 2018 | 150 | SEC filing |
| Jul 10, 2018 | Amendment | $206,029,234 | $0vs Jul 9, 2018 | 113 | SEC filing |
| Jul 9, 2018 | Amendment | $206,029,234 | $36,143,155vs May 10, 2018 | 113 | SEC filing |
| May 10, 2018 | Amendment | $169,886,079 | $54,182,329vs Jan 9, 2018 | 91 | SEC filing |
| Jan 9, 2018 | Amendment | $115,703,750 | $58,800,000vs Dec 4, 2017 | 70 | SEC filing |
| Dec 4, 2017 | Amendment | $56,903,750 | $30,115,000vs Oct 12, 2017 | 41 | SEC filing |
| Oct 12, 2017 | Initial | $26,788,750 | No comparison | 30 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $475K (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
The Fund's target size is $425 million, although the final offering size will be determined by the General Partner in its discretion. As a result, the final size of the Fund may be higher or lower than the target, not to exceed $500 million.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PTP Securities, LLC | 136832 | |
| Roam Capital, Inc. | None | |
| Platypus Partners | None | |
| Detlef Mackewicz | None |
Source: Form D, filed Apr 11, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alexander Abell | Executive |
| Nell M. Blatherwick | Executive |
| Thomas P. Danis, Jr. | Executive |
| Michael Feinglass | Executive |
| Jeff P. Gehl | Executive |
| Charles K. Huebner | Executive |
| Jon I. Madorsky | Executive |
| David Mc Coy | Executive |
| Andrew Nelson | Executive |
| Advisors 3, Llc Rcp | Promoter |
| William F. Souder | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60654