Form D · Private Equity Fund

RCP Fund IX, LP

Chicago, IL · CIK 0001599547

Offering snapshot reported Jan 9, 2015 · SEC filing

Reported sold
$350M
Offering amount: $400M
Investors reported
211
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Feb 6, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$175M$350MFeb 12, 2014: $90,241,666.00Feb 12, 2014Mar 18, 2014: $143,508,833.00May 12, 2014: $229,922,166.00May 12, 2014Aug 11, 2014: $258,288,833.00Aug 11, 2014Dec 8, 2014: $312,555,166.00Jan 9, 2015: $350,470,167.00Jan 9, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$312,555,166 → $350,470,167
  • Reported investors182 → 211

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2015Amendment$350,470,167$37,915,001vs Dec 8, 2014211SEC filing
Dec 8, 2014Amendment$312,555,166$54,266,333vs Aug 11, 2014182SEC filing
Aug 11, 2014Amendment$258,288,833$28,366,667vs May 12, 2014164SEC filing
May 12, 2014Amendment$229,922,166$86,413,333vs Mar 18, 2014127SEC filing
Mar 18, 2014Amendment$143,508,833$53,267,167vs Feb 12, 2014103SEC filing
Feb 12, 2014Initial$90,241,666No comparison66SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$233K (estimated)
Finders' fees
$0
Form D file number
Not reported
The Fund's target size is $250 million, although the final offering size will be determined by the General Partner in its discretion. As a result, the final size of the Fund may be higher or lower than the target, not to exceed $400 million.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
PTP Securities, LLC136232
Cato Capital LLC133142
Haydon Hill Advisors Ltd.None

Source: Form D, filed Jan 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas P. Danis, Jr. Executive
Jeff P. Gehl Executive
Charles K. Huebner Executive
Darren P. Keller Executive
Jon I. Madorsky Executive
Advisors 2, Llc Rcp Promoter
William F Souder Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 N. Riverside Plaza Suite 2400
Chicago, IL, 60606