Form D · Other Investment Fund

RC IV, LLC

Indianapolis, IN · CIK 0001642009

Offering snapshot reported May 19, 2015 · SEC filing

Reported sold
$6.5M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 4, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 19, 2015Initial$6,500,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-240151

Source: Form D, filed May 19, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RC IV LLC

Investment adviser: STIFEL, NICOLAUS & COMPANY, INCORPORATED

Gross asset value
$76.7M
Beneficial owners
59
ADV minimum commitment
$1M

Reported in Form ADV on Sep 15, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HALL KISTLER & COMPANY CANTON, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KATZ SAPPER MILLER INDIANAPOLIS, Indiana, United States
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KATZ SAPPER MILLER
PCAOB 2804

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Filing source

Form ADV 2132748 · Sep 15, 2026 · Schedule D 7.B.(1), fund 805-9622958153

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey S. Cohen Executive
James Laschober Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 East 96 Th Street, Suite 575
Indianapolis, IN, 46240