Investment adviser · CRD 793

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Investment adviser filing (IA)

ST LOUIS, MO, United States · Form ADV filed Sep 15, 2026

Regulatory AUM: $198B
Client accounts: 394,160
Employees: 6,478
Advisory professionals: 3,079

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	73,687	$137,414,919,049	69.6%
Individuals	156,989	$41,025,781,469	20.8%
Corporations & businesses	1,967	$6,205,721,954	3.1%
Charities	1,426	$5,349,397,955	2.7%
Banks & thrifts	551	$2,680,545,230	1.4%
Retirement plans	1,481	$2,569,165,672	1.3%
Government entities	47	$1,751,029,662	0.9%
Pooled investment vehicles	22	$367,285,992	0.2%
Sovereign wealth & foreign institutions	13	$135,023,649	0.1%
Insurance companies	Fewer than 5	$31,511,108	0.0%
Other clients	8	$1,851,762	0.0%

Filing source

Form ADV 2132748 · Sep 15, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LEG IV AND OPPORTUNITIES FUND, LLCOther Private Fund · Last reported Sep 15, 2026$25.7MGross asset value

Fund administrator HALL KISTLER & COMPANY CANTON, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KATZ SAPPER MILLER INDIANAPOLIS, Indiana, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KATZ SAPPER MILLER
PCAOB 2804

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-7249152534
Reported beneficial owners: 39
Minimum commitment: $250K
Form D file number: 021-304276

Form ADV 2132748 · Sep 15, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KCP ACCOLADE FUND LPOther Private Fund · Last reported Sep 15, 2026$22MGross asset value

Form D fundraising filings

KCP Accolade Fund LP

Fund administrator HALL KISTLER & COMPANY CANTON, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KATZ SAPPER MILLER INDIANAPOLIS, Indiana, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KATZ SAPPER MILLER
PCAOB 2804

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-6829455057
Reported beneficial owners: 27
Minimum commitment: $100K
Form D file number: 021-417548

Form ADV 2132748 · Sep 15, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STIFEL ACCESS (LAW FINANCE GROUP)LPVenture Capital Fund · Last reported Sep 15, 2026$6.09MGross asset value

Fund administrator HALL KISTLER & COMPANY CANTON, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KATZ SAPPER MILLER INDIANAPOLIS, Indiana, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KATZ SAPPER MILLER
PCAOB 2804

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-1275591231
Reported beneficial owners: 27
Minimum commitment: $100K
Form D file number: 021-44053

Form ADV 2132748 · Sep 15, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARDINAL ADVISOR SERIES - INTERNATIONAL VALUE EQUITY MASTER FUND, L.P.Other Private Fund · Last reported Feb 15, 2023$335MGross asset value

Feeder funds

CARDINAL ADVISOR SERIES-INTERNATIONAL VALUE EQUITY, L.P.
CARDINAL ADVISOR SERIES-INTERNATIONAL VALUE EQUITY, LTD

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LLC. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-6897550323
Reported beneficial owners: 185
Minimum commitment: $100K
Form D file number: 021-102195
Form D file number: 021-113821

Form ADV 1714381 · Feb 15, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARDINAL ADVISOR SERIES -INTERNATIONAL GROWTH EQUITY MASTER FUND, LP.Other Private Fund · Last reported Feb 15, 2023$325MGross asset value

Feeder funds

CARDINAL ADVISOR SERIES-INTERNATIONAL GROWTH EQUITY, L.P.
CARDINAL ADVISOR SERIES-INTERNATIONAL GROWTH EQUITY, LTD

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LLC. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHIGAGO, Illinois, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-4040477307
Reported beneficial owners: 124
Minimum commitment: $100K
Form D file number: 021-116207
Form D file number: 021-116370

Form ADV 1714381 · Feb 15, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARDINAL ADVISOR SERIES - STRATEGIC COMMODITIES MASTER FUND L.P.Other Private Fund · Last reported Feb 15, 2023$55.4MGross asset value

Feeder funds

CARDINAL ADVISOR SERIES-STRATEGIC COMMODITIES FUND L.P.

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LLC. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-9215865885
Reported beneficial owners: 13
Minimum commitment: $100K
Form D file number: 021-133588

Form ADV 1714381 · Feb 15, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARDINAL ADVISOR SERIES-MULTI-MANAGER INTERNATIONAL EQUITY L.P.Other Private Fund · Last reported Feb 15, 2023$24.2MGross asset value

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LLC. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK & TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-7938242776
Reported beneficial owners: 39
Minimum commitment: $100K
Form D file number: 021-117148

Form ADV 1714381 · Feb 15, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 15, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Commissions

Principal office

501 N BROADWAY
ST LOUIS, MO, 63102, United States

CRD 793

Filing source

Form ADV 2132748 · Sep 15, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.