Form D · Hedge Fund

RAMPART FUND, LP

Seattle, WA · CIK 0001474476

Offering snapshot reported Apr 18, 2012 · SEC filing

Reported sold
$33.6M
Indefinite offering
Investors reported
61
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.8M$33.6MOct 14, 2009: $4,450,000.00Oct 14, 2009Apr 6, 2010: $13,735,000.00Apr 6, 2010Apr 18, 2011: $22,060,000.00Apr 18, 2011Apr 18, 2012: $33,630,605.00Apr 18, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$22,060,000 → $33,630,605
  • Reported investors46 → 61

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2012Amendment$33,630,605$11,570,605vs Apr 18, 201161SEC filing
Apr 18, 2011Amendment$22,060,000$8,325,000vs Apr 6, 201046SEC filing
Apr 6, 2010Amendment$13,735,000$9,285,000vs Oct 14, 200930SEC filing
Oct 14, 2009Initial$4,450,000No comparison14SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-135271

Source: Form D, filed Apr 18, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE RAMPART FUND LP

Investment adviser: FREESTONE CAPITAL MANAGEMENT, LLC

Gross asset value
$28.3M
Beneficial owners
59
ADV minimum commitment
$500K

Reported in Form ADV on Jan 28, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSE COOPERS LLP SEATTLE, Washington, United States
Marketer FREESTONE SECURITIES, LLC SEATTLE, Washington, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

FREESTONE SECURITIES, LLC
CRD 124260 · SEC 8-65650

Filing source

Form ADV 781839 · Jan 28, 2014 · Schedule D 7.B.(1), fund 805-4578674152

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Barnyak Executive
N/A Freestone Capital Holdings, Llc Executive
Freestone Capital Management, Llc Freestone Capital Management, Llc Promoter
N/A Freestone Capital Management, Llc Promoter
Freestone Investments Llc Freestone Investments Llc Executive
N/A Freestone Investments Llc Executive
Gary Furukawa Executive
Janice Greene Executive
Eric Martinez Executive
Erik Morgan Executive
Kevin Patrick Executive
Scott Svenson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1918 Eighth Avenue Suite 3400
Seattle, WA, 98101