Form D · Hedge Fund

RAEIF ALPHA, LP

Jackson, WY · CIK 0001372657

Offering snapshot reported Feb 24, 2016 · SEC filing

Reported sold: $22.5M
Investors reported: 44
Minimum accepted: $500K
First sale: Apr 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors43 → 44

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 24, 2016	Amendment	$22,456,239	$0vs Sep 23, 2015	44	SEC filing
Sep 23, 2015	Amendment	$22,456,239	$0vs Jun 1, 2015	43	SEC filing
Jun 1, 2015	Amendment	$22,456,239	$0vs Mar 16, 2015	43	SEC filing
Mar 16, 2015	Amendment	$22,456,239	$58,789vs Apr 14, 2014	43	SEC filing
Apr 14, 2014	Amendment	$22,397,450	$397,243vs Dec 24, 2013	42	SEC filing
Dec 24, 2013	Amendment	$22,000,207	$19,800,000vs Nov 25, 2013	41	SEC filing
Nov 25, 2013	Initial	$2,200,207	No comparison	41	SEC filing
May 24, 2013	Amendment	$2,200,207	No comparison	41	SEC filing
Mar 22, 2012	Initial	Yet to sell	No comparison	0	SEC filing
Jul 14, 2006	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-206898

The reported total amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Papamarkou, Wellner & Co., Inc.	10963	Papamarkou, Wellner & Co., Inc. · CRD 10963

Source: Form D, filed Feb 24, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

RAEIF ALPHA, L.P.

Investment adviser: TOCQUEVILLE ASSET MANAGEMENT LP

Gross asset value: $4.1M
Beneficial owners: 14
ADV minimum commitment: $500K

Reported in Form ADV on Jan 3, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES INC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNER AMPER LLC SAN FRANCISCO, California, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PERSHING LLC
SEC 8-17574

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1046196 · Jan 3, 2017 · Schedule D 7.B.(1), fund 805-1216274153

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Thermopolis Partners, Llc	Executive
Philip W. Treick	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

235 East Broadway 2 Nd Floor
Jackson, WY, 83001