Form D · Other Investment Fund

Quintium Wealth Preservation Fund, L.P.

Knoxville, TN · CIK 0001467860

Offering snapshot reported Oct 3, 2014 · SEC filing

Reported sold
$10.6M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.29M$10.6MOct 6, 2009: $500,000.00Oct 6, 2009Oct 4, 2010: $1,750,000.00Oct 4, 2010Oct 5, 2011: $8,275,000.00Oct 5, 2011Oct 9, 2012: $9,050,000.00Oct 9, 2012Oct 9, 2013: $10,450,000.00Oct 9, 2013Oct 3, 2014: $10,571,990.00Oct 3, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,450,000 → $10,571,990

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2014Amendment$10,571,990$121,990vs Oct 9, 201316SEC filing
Oct 9, 2013Amendment$10,450,000$1,400,000vs Oct 9, 201216SEC filing
Oct 9, 2012Amendment$9,050,000$775,000vs Oct 5, 201116SEC filing
Oct 5, 2011Amendment$8,275,000$6,525,000vs Oct 4, 201016SEC filing
Oct 4, 2010Amendment$1,750,000$1,250,000vs Oct 6, 20094SEC filing
Oct 6, 2009Initial$500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134988

Source: Form D, filed Oct 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

QUINTIUM WEALTH PRESERVATION FUND, LP

Investment adviser: QUINTIUM ADVISORS, LLC

Gross asset value
$8.1M
Beneficial owners
12
ADV minimum commitment
$500K

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator COHEN & ASSOCIATES, LLC WESTPORT, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor HALPERN & ASSOCIATES, LLC WILTON, Connecticut, United States
Custodian FIRST TENNESSEE BANK KNOXVILLE, Tennessee, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 876155 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-5238040837

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Phillip Fulmer Promoter
George Hashbarger, Jr. Director, Executive
. Northshore Management Company, Llc Executive
. Quintium Partners, Llc Executive
Michael R. West Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9202 S. Northshore Drive Suite 301
Knoxville, TN, 37922