Investment adviser · CRD 158424

QUINTIUM ADVISORS, LLC

Investment adviser filing (IA)

KNOXVILLE, TN, United States · Form ADV filed Mar 30, 2015

Regulatory AUM
$209M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

QUINTIUM PRIVATE OPPORTUNITIES FUND, LPPrivate Equity Fund · Last reported Mar 30, 2015$13.8MGross asset value
Fund administrator COHEN & ASSOCIATES, LLC WESTPORT, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor HALPERN & ASSOCIATES, LLC WILTON, Connecticut, United States
Custodian FIRST TENNESSEE BANK KNOXVILLE, Tennessee, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer CARLOINA FINANCIAL GROUP BREVARD, North Carolina, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-4888983321
Reported beneficial owners
24
Minimum commitment
$500K
Form D file number
021-165903

Form ADV 876155 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

QUINTIUM WEALTH PRESERVATION FUND, LPHedge Fund · Last reported Mar 30, 2015$8.1MGross asset value

Form D fundraising filings

Quintium Wealth Preservation Fund, L.P.

Fund administrator COHEN & ASSOCIATES, LLC WESTPORT, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor HALPERN & ASSOCIATES, LLC WILTON, Connecticut, United States
Custodian FIRST TENNESSEE BANK KNOXVILLE, Tennessee, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-5238040837
Reported beneficial owners
12
Minimum commitment
$500K
Form D file number
021-134988

Form ADV 876155 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

QUINTIUM FUND, LPHedge Fund · Last reported Jun 27, 2014$997KGross asset value

Form D fundraising filings

QUINTIUM FUND LP

Fund administrator COHEN & ASSOCIATES, LLC WESTPORT, Connecticut, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor HALPERN & ASSOCIATES, LLC WILTON, Connecticut, United States
Custodian FIRST TENNESSEE BANK KNOXVILLE, Tennessee, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-4124639552
Reported beneficial owners
9
Minimum commitment
$250K
Form D file number
021-43815

Form ADV 832119 · Jun 27, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2015. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

9202 S. NORTHSHORE DRIVE, SUITE 301
KNOXVILLE, TN, 37922, United States

CRD 158424

Filing source

Form ADV 876155 · Mar 30, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.