Form D · Hedge Fund

PVAM International Small Cap Fund, L.P.

San Francisco, CA · CIK 0001578877

Offering snapshot reported Sep 24, 2014 · SEC filing

Reported sold: $4.5M
Investors reported: 18
Minimum accepted: $1M
First sale: Jun 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,110,607 → $4,501,979
Reported investors2 → 18

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 24, 2014	Amendment	$4,501,979	$2,391,372vs Jun 12, 2013	18	SEC filing
Jun 12, 2013	Initial	$2,110,607	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-197895

Source: Form D, filed Sep 24, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PVAM INTERNATIONAL SMALL CAP FUND, L.P.

Investment adviser: PACIFIC VIEW ASSET MANAGEMENT, LLC

Gross asset value: $4.68M
Beneficial owners: 13
ADV minimum commitment: $1M

Reported in Form ADV on Dec 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS FUND SERVICES, INC. BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO SAN FRANCISCO, California, United States

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BTIG, LLC
CRD 122225 · SEC 8-65473

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 773955 · Dec 26, 2013 · Schedule D 7.B.(1), fund 805-5391381797

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ken Applegate	Executive
Scott Brown	Executive
Steve Druskin	Executive
N/A Pacific View Asset Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

600 Montgomery Street 6 Th Floor
San Francisco, CA, 94111