PACIFIC VIEW ASSET MANAGEMENT, LLC – investment adviser, $149M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$69,159,395	46.5%
Government entities	1	$55,494,872	37.3%
Investment companies	1	$18,592,605	12.5%
High-net-worth individuals	12	$4,661,007	3.1%
Other clients	2	$917,153	0.6%

Filing source

Form ADV 1273122 · Mar 22, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PVAM SELECT VENTURE GROWTH, LLCVenture Capital Fund · Last reported Mar 22, 2019$13.4MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP SAN FRANCISCO, California, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer TCFG INVESTMENT ADVISORS, LLC LAGUNA NIGEL, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA, LLP
PCAOB 243

GOLDMAN SACHS & CO. LLC
SEC 8-129

TCFG INVESTMENT ADVISORS, LLC
CRD 166606 · SEC 801-77596

Fund details & source

Fund ID: 805-2499286597
Reported beneficial owners: 71
Minimum commitment: $250K
Form D file number: 021-192890

Form ADV 1273122 · Mar 22, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PVAM INTERNATIONAL SMALL CAP FUND, L.P.Other Private Fund · Last reported Dec 26, 2013$4.68MGross asset value

Form D fundraising filings

PVAM International Small Cap Fund, L.P.

Fund administrator ALPS FUND SERVICES, INC. BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO SAN FRANCISCO, California, United States

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BTIG, LLC
CRD 122225 · SEC 8-65473

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-5391381797
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-197895

Form ADV 773955 · Dec 26, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PVAM GLOBAL INNOVATIONS FUND, LLCHedge Fund · Last reported Dec 6, 2018$835KGross asset value

Form D fundraising filings

PVAM Global Innovations Fund, LLC

Fund administrator GEMINI FUND SERVICES, LLC HAUPPAUGE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-9413984640
Reported beneficial owners: 1
Minimum commitment: $500K
Form D file number: 021-280234

Form ADV 1256403 · Dec 6, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 22, 2019. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

600 MONTGOMERY STREET, 5TH FLOOR
SAN FRANCISCO, CA, 94111-2702, United States

CRD 161071

Filing source

Form ADV 1273122 · Mar 22, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.