Form D · Pooled Investment Fund

PV IV CEO Fund, LP

Durham, NC · CIK 0001463754

Offering snapshot reported May 8, 2009 · SEC filing

Reported sold
$3.89M
Offering amount: $3.89M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 8, 2009Initial$3,888,533No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-130778

Source: Form D, filed May 8, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PV IV CEO FUND, LP

Investment adviser: PAPPAS CAPITAL, LLC

Gross asset value
$147K
Beneficial owners
24
ADV minimum commitment
$20K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC WASHINGTON, District of Columbia, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PWC
PCAOB 238

JEFFERIES LLC
SEC 8-15074

Filing source

Form ADV 2088168 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7727462009

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
(None) Amp&A Management Iv, Llc Promoter
(None) A. M. Pappas & Associates, Llc Promoter
Arthur M. Pappas Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2520 Meridian Parkway, Suite 400
Durham, NC, 27713