Investment adviser · CRD 163346

PAPPAS VENTURES

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

PAPPAS CAPITAL, LLC

DURHAM, NC, United States · Form ADV filed Mar 31, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ASIA INNOVATION VENTURES, LPVenture Capital Fund · Last reported Mar 31, 2026$84MGross asset value

Form D fundraising filings

Asia Innovation Ventures, LP

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-1801306747
Reported beneficial owners
5
Minimum commitment
$251K
Form D file number
021-413785

Form ADV 2088168 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PAPPAS LIFE SCIENCE VENTURES VI, LPVenture Capital Fund · Last reported Mar 31, 2026$33.3MGross asset value

Form D fundraising filings

Pappas Life Science Ventures VI, LP

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC WASHINGTON, District of Columbia, United States
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PWC
PCAOB 238

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-9250963335
Reported beneficial owners
24
Minimum commitment
$100K
Form D file number
021-437196

Form ADV 2088168 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CHIESI VENTURES, LPVenture Capital Fund · Last reported Mar 31, 2026$28.5MGross asset value
Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC WASHINGTON, District of Columbia, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PWC
PCAOB 238

JEFFERIES LLC
SEC 8-15074

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-2061445041
Reported beneficial owners
2
Minimum commitment
$636K
Form D file number
021-999999

Form ADV 2088168 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

A.M. PAPPAS LIFE SCIENCE VENTURES V, LPVenture Capital Fund · Last reported Mar 31, 2026$9.61MGross asset value

Form D fundraising filings

A. M. Pappas Life Science Ventures V, LP

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-9738700305
Reported beneficial owners
29
Minimum commitment
$100K
Form D file number
021-281210

Form ADV 2088168 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PV VI CEO FUND, LPVenture Capital Fund · Last reported Mar 31, 2026$5.88MGross asset value

Form D fundraising filings

PV VI CEO Fund, LP

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC WASHINGTON, District of Columbia, United States
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PWC
PCAOB 238

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-1892432924
Reported beneficial owners
24
Minimum commitment
$25K
Form D file number
021-437189

Form ADV 2088168 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

A. M. PAPPAS LIFE SCIENCE VENTURES IV, LPVenture Capital Fund · Last reported Mar 31, 2026$2.97MGross asset value
Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PWC WASHINGTON, District of Columbia, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PWC
PCAOB 238

JEFFERIES LLC
SEC 8-15074

Fund details & source
Fund ID
805-3053115988
Reported beneficial owners
12
Minimum commitment
$2M
Form D file number
021-124739

Form ADV 2088168 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PV V CEO FUND, LPVenture Capital Fund · Last reported Mar 31, 2026$905KGross asset value

Form D fundraising filings

PV V CEO Fund, LP

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-9808880341
Reported beneficial owners
27
Minimum commitment
$50K
Form D file number
021-281212

Form ADV 2088168 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

2520 MERIDIAN PARKWAY, SUITE 400
DURHAM, NC, 27713, United States

CRD 163346

Filing source

Form ADV 2088168 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.