Form D · Other Investment Fund

PUTNAM TOTAL RETURN FUND, LLC

Boston, MA · CIK 0001441058

Offering snapshot reported Oct 8, 2021 · SEC filing

Reported sold: $93.3M
Investors reported: 3
Minimum accepted: $10M
First sale: Jul 14, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$156,628,396 → $93,258,111
Reported investors12 → 3

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 8, 2021	Amendment	$93,258,111	-$63,370,285vs Oct 10, 2018	3	SEC filing
Oct 8, 2020	Amendment	$128,070,363	-$28,558,033vs Oct 10, 2018	4	SEC filing
Oct 9, 2019	Amendment	$125,857,605	-$30,770,791vs Oct 10, 2018	9	SEC filing
Oct 10, 2018	Amendment	$156,628,396	$2,349,739vs Jul 20, 2018	12	SEC filing
Jul 20, 2018	Amendment	$154,278,657	$20,748,404vs Jul 21, 2017	12	SEC filing
Jul 21, 2017	Amendment	$133,530,253	$20,206,280vs Jul 21, 2016	13	SEC filing
Jul 21, 2016	Amendment	$113,323,973	-$6,077,239vs Jul 21, 2015	13	SEC filing
Jul 21, 2015	Amendment	$119,401,212	-$12,617,901vs Jul 11, 2014	13	SEC filing
Jul 11, 2014	Amendment	$132,019,113	$9,417,273vs Jul 12, 2013	12	SEC filing
Jul 12, 2013	Amendment	$122,601,840	-$163,894,198vs Jul 12, 2012	13	SEC filing
Jul 12, 2012	Amendment	$286,496,038	$52,085,446vs Jul 13, 2011	20	SEC filing
Jul 13, 2011	Amendment	$234,410,592	$75,666,701vs Jul 14, 2010	12	SEC filing
Jul 14, 2010	Initial	$158,743,891	No comparison	8	SEC filing
Jul 15, 2009	Initial	$41,904,000	No comparison	2	SEC filing
Jul 23, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-144884

As of June 30, 2021. Data is preliminary and unaudited.

Source: Form D, filed Oct 8, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PUTNAM TOTAL RETURN FUND, LLC

Investment adviser: THE PUTNAM ADVISORY COMPANY, LLC

Gross asset value: $52.9M
Beneficial owners: 3
ADV minimum commitment: $10M

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY, SUB-ACCOUNTING AGENT BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

Filing source

Form ADV 1636889 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-5127019309

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Na The Putnam Advisory Company, Llc	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

The Putnam Advisory Company 100 Federal St.
Boston, MA, 02110