Investment adviser · CRD 106631

THE PUTNAM ADVISORY COMPANY, LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Sep 16, 2026

Regulatory AUM: $33.2B
Client accounts: 97
Employees: 7
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	72	$24,033,909,591	72.4%
Retirement plans	8	$5,568,380,785	16.8%
Investment companies	6	$2,501,340,308	7.5%
Insurance companies	Fewer than 5	$706,875,521	2.1%
High-net-worth individuals	5	$201,744,801	0.6%
Charities	Fewer than 5	$142,663,164	0.4%
Government entities	Fewer than 5	$34,862,718	0.1%

Filing source

Form ADV 2130719 · Sep 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

41 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PUTNAM CATHOLIC VALUES U.S. LARGE CAP GROWTH FUND, LPHedge Fund · Last reported Sep 16, 2026$44.4MGross asset value

Form D fundraising filings

Putnam Catholic Values U.S. Large Cap Growth Fund, LP

Fund administrator JP MORGAN CHASE AND COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian JP MORGAN CHASE AND COMPANY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-1894527473
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-456496

Form ADV 2130719 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUTNAM EMERGING MARKETS EQUITY FUND, LPHedge Fund · Last reported Sep 16, 2026$19.4MGross asset value

Form D fundraising filings

Putnam Emerging Markets Equity Fund, LP

Fund administrator JP MORGAN CHASE AND COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian JP MORGAN CHASE AND COMPANY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-5834315689
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-307120

Form ADV 2130719 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUTNAM EMERGING MARKETS SMALL CAP EQUITY FUND, LPHedge Fund · Last reported Sep 16, 2026$5.14MGross asset value

Form D fundraising filings

Putnam Emerging Markets Small Cap Equity Fund, LP

Fund administrator JP MORGAN CHASE AND COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian JP MORGAN CHASE AND COMPANY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-9032066028
Reported beneficial owners: 0
Minimum commitment: $1M
Form D file number: 021-388888

Form ADV 2130719 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUTNAM CASH COLLATERAL POOL, LLCLiquidity Fund · Last reported Sep 5, 2024$518MGross asset value

Fund administrator STATE STREET BANK AND TRUST COMPANY, SUB-ACCOUNTING AGENT BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

Fund details & source

Fund ID: 805-7533869015
Reported beneficial owners: 17
Minimum commitment: $0
Form D file number: 021-146141

Form ADV 1899615 · Sep 5, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUTNAM MULTI-ASSET ABSOLUTE RETURN CUSTOM FUND, LPHedge Fund · Last reported Aug 14, 2019$488MGross asset value

Form D fundraising filings

Putnam Multi-Asset Absolute Return Custom Fund, LP

Fund administrator STATE STREET BANK AND TRUST COMPANY, SUB-ACCOUNTING AGENT BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

Fund details & source

Fund ID: 805-5772035315
Reported beneficial owners: 2
Minimum commitment: $100M
Form D file number: 021-227802

Form ADV 1334811 · Aug 14, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUTNAM STRUCTURED PRODUCT CDO 2002-1 LTD.Securitized Asset Fund · Last reported Jan 9, 2018$426MGross asset value

Fund administrator WALKERS SPV LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES CHICAGO, Illinois, United States Related to adviser: No

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-5989348390
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1161419 · Jan 9, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

37 CAPITAL CLO 1 LTD.Securitized Asset Fund · Last reported Sep 5, 2024$396MGross asset value

Fund administrator U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-8226499784
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 1899615 · Sep 5, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 16, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

100 FEDERAL ST
BOSTON, MA, 02110, United States

CRD 106631

Filing source

Form ADV 2130719 · Sep 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.