Form D · Hedge Fund

Putnam Securitized Strategies Fund, Ltd.

Boston, MA · CIK 0001727743

Offering snapshot reported Oct 8, 2021 · SEC filing

Reported sold
$348M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 31, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$291M$582MJan 31, 2018: $23,000,000.00Jan 31, 2018Oct 10, 2018: $100,000,000.00Oct 10, 2018Oct 9, 2019: $557,741,837.00Oct 9, 2019Oct 8, 2020: $581,714,287.00Oct 8, 2020Oct 8, 2021: $348,342,936.00Oct 8, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$100,000,000 → $348,342,936
  • Reported investors11 → 5

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 8, 2021Amendment$348,342,936$248,342,936vs Oct 10, 20185SEC filing
Oct 8, 2020Amendment$581,714,287$481,714,287vs Oct 10, 20185SEC filing
Oct 9, 2019Amendment$557,741,837$457,741,837vs Oct 10, 201810SEC filing
Oct 10, 2018Amendment$100,000,000$77,000,000vs Jan 31, 201811SEC filing
Jan 31, 2018Initial$23,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-304438
As of June 30, 2021. Data is preliminary and unaudited.

Source: Form D, filed Oct 8, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PUTNAM SECURITIZED STRATEGIES FUND LTD.

Investment adviser: THE PUTNAM ADVISORY COMPANY, LLC

Gross asset value
$217M
Beneficial owners
9
ADV minimum commitment
$100K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY, SUB-ACCOUNTING AGENT GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

Filing source

Form ADV 1636889 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-9155168263

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Janeen Aljadir Director
Claire Kasumba Director
Letitia Solomon Director
Malloy G Susan Director
Victor Valencia Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
The Putnam Advisory Company, Llc 100 Federal St.
Boston, MA, 02110