Form D · Hedge Fund

Putnam Multi-Asset Absolute Return Custom Fund, LP

Boston, MA · CIK 0001621986

Offering snapshot reported Sep 12, 2018 · SEC filing

Reported sold
$436M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$100M
Reported outside-investor minimum
First sale
Oct 31, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$218M$436MNov 6, 2014: $330,660,000.00Nov 6, 2014Sep 24, 2015: $343,838,439.00Sep 24, 2015Sep 16, 2016: $356,655,349.00Sep 16, 2016Sep 13, 2017: $427,237,238.00Sep 13, 2017Sep 12, 2018: $436,185,803.00Sep 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$427,237,238 → $436,185,803

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 12, 2018Amendment$436,185,803$8,948,565vs Sep 13, 20172SEC filing
Sep 13, 2017Amendment$427,237,238$70,581,889vs Sep 16, 20162SEC filing
Sep 16, 2016Amendment$356,655,349$12,816,910vs Sep 24, 20152SEC filing
Sep 24, 2015Amendment$343,838,439$13,178,439vs Nov 6, 20142SEC filing
Nov 6, 2014Initial$330,660,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-227802
As of August 31, 2018. Assets are preliminary and unaudited.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NANonePutnam Retail Management Limited Partnership · CRD 7325

Source: Form D, filed Sep 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PUTNAM MULTI-ASSET ABSOLUTE RETURN CUSTOM FUND, LP

Investment adviser: THE PUTNAM ADVISORY COMPANY, LLC

Gross asset value
$488M
Beneficial owners
2
ADV minimum commitment
$100M

Reported in Form ADV on Aug 14, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY, SUB-ACCOUNTING AGENT BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

Filing source

Form ADV 1334811 · Aug 14, 2019 · Schedule D 7.B.(1), fund 805-5772035315

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Na Na Putnam Capital, L.L.C. Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Putnam Capital, L.L.C. 100 Federal St
Boston, MA, 02110