Form D · Hedge Fund

PUTNAM INTERNATIONAL CORE EQUITY FUND, LP

Boston, MA · CIK 0001675584

Offering snapshot reported Oct 11, 2018 · SEC filing

Reported sold: $49.7M
Investors reported: 77
Minimum accepted: $100K
First sale: Feb 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$16,456,097 → $49,719,315
Reported investors52 → 77

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 11, 2018	Amendment	$49,719,315	$33,263,218vs Jul 21, 2017	77	SEC filing
Jul 20, 2018	Amendment	$48,320,820	$31,864,723vs Jul 21, 2017	74	SEC filing
Jul 21, 2017	Amendment	$16,456,097	No comparison	52	SEC filing
Jul 21, 2017	Amendment	$16,456,097	$0vs Jul 21, 2017	52	SEC filing
Jul 22, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $19.3K
Finders' fees: $0
Form D file number: 021-267560

As of September 30, 2018. Data is preliminary and unaudited.

Commissions paid from October 1, 2017 to October 1, 2018.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
NA	None	Putnam Retail Management Limited Partnership · CRD 7325
William F. Loehning III	4543287	Putnam Retail Management Limited Partnership · CRD 7325
Donald A. Gentile Jr.	4478221	Putnam Retail Management Limited Partnership · CRD 7325

Source: Form D, filed Oct 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PUTNAM INTERNATIONAL CORE EQUITY FUND, LP

Investment adviser: THE PUTNAM ADVISORY COMPANY, LLC

Gross asset value: $43M
Beneficial owners: 57
ADV minimum commitment: $100K

Reported in Form ADV on Mar 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY, SUB-ACCOUNTING AGENT BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer CONGRESS WEALTH MANAGEMENT LLC BOSTON, Massachusetts, United States Related to adviser: No

Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

CONGRESS WEALTH MANAGEMENT LLC
CRD 149446 · SEC 801-69988

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

Filing source

Form ADV 1302972 · Mar 28, 2019 · Schedule D 7.B.(1), fund 805-2691955460

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Na Na Putnam Capital, L.L.C.	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Putnam Capital, L.L.C. 100 Federal St.
Boston, MA, 02110