Form D · Hedge Fund

Putnam Industrials Long/Short Fund, LP

Boston, MA · CIK 0001509918

Offering snapshot reported Sep 16, 2016 · SEC filing

Reported sold: $26.6M
Investors reported: 5
Minimum accepted: $1M
First sale: Jan 18, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$25,133,885 → $26,561,175

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 16, 2016	Amendment	$26,561,175	$1,427,290vs Sep 24, 2015	5	SEC filing
Sep 24, 2015	Amendment	$25,133,885	$12,135,360vs Oct 9, 2014	5	SEC filing
Oct 9, 2014	Amendment	$12,998,525	$7,698,314vs Oct 10, 2013	2	SEC filing
Oct 10, 2013	Amendment	$5,300,211	$1,997,807vs Nov 9, 2012	2	SEC filing
Nov 9, 2012	Amendment	$3,302,404	$103,712vs Nov 17, 2011	2	SEC filing
Nov 17, 2011	Amendment	$3,198,692	$198,692vs Jan 19, 2011	2	SEC filing
Jan 19, 2011	Initial	$3,000,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-154021

As of August 31, 2016. Data is preliminary and unaudited.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
N/A	None	Putnam Retail Management Limited Partnership · CRD 7325

Source: Form D, filed Sep 16, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PUTNAM INDUSTRIALS LONG/SHORT FUND, LP

Investment adviser: THE PUTNAM ADVISORY COMPANY, LLC

Gross asset value: $43.8M
Beneficial owners: 5
ADV minimum commitment: $1M

Reported in Form ADV on Nov 21, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1051270 · Nov 21, 2016 · Schedule D 7.B.(1), fund 805-1586021695

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Putnam Capital, L.L.C.	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Putnam Capital,L.L.C. One Post Office Square
Boston, MA, 02109