Form D · Hedge Fund

Putnam Health Care Long/Short Fund, LP

Boston, MA · CIK 0001519210

Offering snapshot reported Apr 26, 2012 · SEC filing

Reported sold: $2.74M
Investors reported: 2
Minimum accepted: $1M
First sale: May 4, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,000,100 → $2,737,040

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 26, 2012	Amendment	$2,737,040	-$263,060vs May 5, 2011	2	SEC filing
May 5, 2011	Initial	$3,000,100	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-159311

As of March 31, 2012.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
N/A	None	Putnam Retail Management Limited Partnership · CRD 3725

Source: Form D, filed Apr 26, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PUTNAM HEALTH CARE LONG/SHORT FUND, LP

Investment adviser: THE PUTNAM ADVISORY COMPANY, LLC

Gross asset value: $3.58M
Beneficial owners: 2
ADV minimum commitment: $1M

Reported in Form ADV on Jan 14, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GOLDMAN SACHS BANK USA JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 691729 · Jan 14, 2013 · Schedule D 7.B.(1), fund 805-6524486735

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Putnam Capital, L.L.C.	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Putnam Capital, L.L.C. One Post Office Square
Boston, MA, 02109