Form D · Hedge Fund

37 Capital Fixed Income Opportunities Fund, LP

Boston, MA · CIK 0001647418

Offering snapshot reported Oct 8, 2021 · SEC filing

Reported sold: $66.8M
Investors reported: 2
Minimum accepted: $5M
First sale: Jan 8, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$59,739,422 → $66,793,640

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 8, 2021	Amendment	$66,793,640	$7,054,218vs Sep 12, 2018	2	SEC filing
Sep 10, 2020	Amendment	$62,197,414	$2,457,992vs Sep 12, 2018	2	SEC filing
Sep 10, 2019	Amendment	$65,432,884	$5,693,462vs Sep 12, 2018	2	SEC filing
Sep 12, 2018	Amendment	$59,739,422	$1,816,486vs Sep 13, 2017	2	SEC filing
Sep 13, 2017	Amendment	$57,922,936	No comparison	2	SEC filing
Sep 16, 2016	Amendment	Yet to sell	No comparison	2	SEC filing
Dec 30, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-254140

As of June 30, 2021. Data is preliminary and unaudited.

Source: Form D, filed Oct 8, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

37 CAPITAL FIXED INCOME OPPORTUNITIES FUND, LP

Investment adviser: THE PUTNAM ADVISORY COMPANY, LLC

Gross asset value: $54.4M
Beneficial owners: 2
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

Filing source

Form ADV 1636889 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-5627570210

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A N/A Putnam Capital, L.L.C.	Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Putnam Capital, L.L.C. 100 Federal St.
Boston, MA, 02110