Form D · Hedge Fund

Putnam Financials Long/Short Fund, LP.

Boston, MA · CIK 0001522223

Offering snapshot reported Feb 23, 2016 · SEC filing

Reported sold
$5.53M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 13, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.77M$5.53MJun 14, 2011: $3,000,000.00Jun 14, 2011Apr 26, 2012: $3,064,393.00Apr 26, 2012Mar 8, 2013: $3,149,068.00Mar 8, 2013Mar 6, 2014: $5,479,514.00Mar 6, 2014Mar 6, 2015: $5,385,885.00Mar 6, 2015Feb 23, 2016: $5,531,277.00Feb 23, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,385,885 → $5,531,277

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 23, 2016Amendment$5,531,277$145,392vs Mar 6, 20153SEC filing
Mar 6, 2015Amendment$5,385,885-$93,629vs Mar 6, 20143SEC filing
Mar 6, 2014Amendment$5,479,514$2,330,446vs Mar 8, 20132SEC filing
Mar 8, 2013Amendment$3,149,068$84,675vs Apr 26, 20122SEC filing
Apr 26, 2012Amendment$3,064,393$64,393vs Jun 14, 20112SEC filing
Jun 14, 2011Initial$3,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-161217
As of December 31, 2015.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANonePutnam Retail Management Limited Partnership · CRD 7325

Source: Form D, filed Feb 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PUTNAM FINANCIALS LONG/SHORT FUND, LP

Investment adviser: THE PUTNAM ADVISORY COMPANY, LLC

Gross asset value
$10.8M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Nov 21, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Marketer PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP BOSTON, Massachusetts, United States Related to adviser: Yes
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
CRD 7325 · SEC 8-1369

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1051270 · Nov 21, 2016 · Schedule D 7.B.(1), fund 805-1136664779

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Putnam Capital, L.L.C. Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Putnam Capital, L.L.C. One Post Office Square
Boston, MA, 02109